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Full Agenda

8.40am
Registration
9.00am
Welcome Address
Michael Stanhope
Chief Executive Officer
Hubbis
9.05am
Panel discussion
Compliance hot topics and trends 2019
  • A reflection on the challenges of the past year
  • What are the main compliance challenges for the year ahead?
  • Risk Heat Map 2019 – what goes up, what goes down and why?
  • Where should compliance teams focus their efforts and available resources?
  • Where should we focus attention in terms of digitisation of compliance functions this year?
  • How best to meet the challenge of finding the appropriate skillset in a millennial world?
  • How are these developments impacting your business?

Chair

Michael Stanhope
Chief Executive Officer
Hubbis

Panel Members

Alison Fidler
Head, Compliance, Wealth Markets Products & Sales
Standard Chartered Bank
Sebastien Hayoz
Managing Director
Asiaciti Trust
Adriel Loh
Managing Director, Global Head of Compliance
Bank of Singapore
Josh Heiliczer
Partner, Advisory Services
EY
Conrad Lim
Managing Director & Deputy Chief Executive Officer, Senior Regulatory Counsel Asia
LGT Bank
Nha Nguyen
Partner
Rajah & Tann
9.55am
Presentation
The new AML/CFT regulatory regime for Precious Stones and Metals Dealers (“PSMDs”)
Glen Chee
Director
DWF Compliance
  • Registration of Precious Stones and Metal Dealers (“PSMDs”)
  • AML/CFT Policies and Procedures
  • Perform Client Due Diligence and file Cash Transactions Reports for cash transactions $20,000 and more
  • Perform Client Due Diligence if suspicion is detected
  • Risk Assessment
  • Enhance Due Diligence
  • Internal audit
  • Appoint compliance officer
  • Training
10.15am
Panel discussion
Exploring the evolving landscape for independent asset managers
  • How is the landscape for IAMs evolving?
  • What are the current compliance challenges for IAMs in the year ahead?
  • What do the recent regulatory changes in Singapore mean for locally based IAMs?
  • What do firms need to do if they want to operate in Singapore?
  • What are the challenges and opportunities around the use of software and technology to create solutions?
  • How do you ensure RMs have the right attitude to compliance and play within the prescribed boundaries?

Chair

Michael Stanhope
Chief Executive Officer
Hubbis

Panel Members

Anthonia Hui
Chief Executive Officer
AL Wealth Partners
Noor Quek
Founder, Chief Executive Director
NQ International
Glen Chee
Director
DWF Compliance
Rolf Haudenschild
Co-Founder, Regulatory & Risk Services
Ingenia Consultants
Philipp Piaz
Partner
Finaport
11.00am
Refreshment & Networking
11.30am
Presentation
Data Protection and Privacy - Trends and developments
Charmian Aw
Counsel
Reed Smith
  • Proposed changes to India’s data protection legislation
  • How will these changes impact on privacy compliance for the rest of Asia
11.50am
Presentation
Next Generation Identity Matching: Reduce Regulatory and Operational Risk!
Jordan Lo
Senior Project Manager
IMTF
  • How it supports all regulatory challenges
  • Challenges of multi languages
  • Support of Machine Learning
  • Use cases
12.10pm
Presentation
Can AI assist in your compliance journey?
Raffael Maio
Managing Director APAC, Co-founder
NetGuardians
12.30pm
Presentation
13.00pm
Lunch
13.50pm
Workshop
Transparency Challenges for the year ahead
  • Latest developments CRS
  • Implementation challenges
  • Mandatory Disclosure - what is it, how will it affect compliance operations
  • What sort of structures are caught by MDR?
  • How to spot MDR avoidance structures
Zac Lucas
Founder, Head of Legal
Centenal
14.30pm
Panel discussion
Cross-Border Sales - Opportunities and pitfalls to consider
  • Understanding the risks and rewards
  • Understanding the Rules of Engagement
  • Implementing Clear policies and Procedures and training
  • The commercial interplay between business development and compliance
  • What to do when things go wrong?

Chair

Michael Stanhope
Chief Executive Officer
Hubbis

Panel Members

Evelyn Koh
Head, Compliance Private Banking Clients ASEAN and South Asia
Standard Chartered Bank
Sabrina Cheng
Head of Wealth Management Compliance, Singapore
BNP Paribas
Woon Hum Tan
Partner, Head of Trust, Asset & Wealth Management Practice
Shook Lin & Bok
Matthew Maddocks
Independent Risk Consultant
Daniel P. Levison
Partner
Morrison & Foerster
15.20pm
Refreshment & Networking
15.40pm
Panel discussion
Tax Compliance in the Transparent new world
  • CRS and AEOI, MDR and beneficial ownership registers. What can we expect to be targeted next?
  • FATCA – Where are we are we on enforcement of compliance breaches?
  • Mandatory disclosure of tax avoidance schemes to fight against “base erosion and profit sharing”(BEPS)
  • Prosecution of ‘enablers’ of tax evasion 
  • Unexplained Wealth Orders - Are we likely to see Asian jurisdictions follow the new UK regime?
  • How to best obtain cooperation from clients to meet tax compliance standards?
  • What more can be done to educate clients about the potential impact on them of tax transparency?

Chair

Michael Stanhope
Chief Executive Officer
Hubbis

Panel Members

Denise Lim
Partner - Risk Assurance
PwC
Vikna Rajah
Partner, Head of Tax, Trust & Private Client
Rajah & Tann
Sunil Iyer
Managing Director, Singapore
SGG Group
Zac Lucas
Founder, Head of Legal
Centenal
Laurence Lancaster
Barrister-at-law, Group Head of Tax
Sovereign Group
16.40pm
Forum End