Agenda at a glance
8.30am
Registration
8.50am
Keynote Address
9.00am
Panel Discussion
Conduct - Governance – Accountability: The hot topics for 2020
9.45am
Presentation
Ethics, Values & the Compliance Paradigm
10.00am
Presentation
Navigating International Compliance Waters for Financial Institutions and Families
10.20am
Presentation
Price Transparency & Fee Disclosure in Wealth Management - Current Challenges and Solutions
10.40am
Presentation
Bringing Cognitive automation into 3rd party risk assessment
11.00am
Refreshment & Networking
11.30am
Presentation
Evolution of Compliance in Advisory and Execution
11.50am
Panel Discussion
Suitability – Transparency – Fees
12.40pm
Presentation
Are you ready for the culture and conduct revolution?
1.00pm
Lunch & Networking
2.00pm
Presentation
CRS Audit Review
2.45pm
Panel Discussion
Tax & Accountability
3.30pm
Refreshment & Networking
3.50pm
Presentation
Evolving Risks in a Digital Age
4.10pm
Panel Discussion
Digital Initiatives – Cyber - Technology - Data Protection
5.00pm
Forum Ends