We were delighted to host our annual flagship compliance event in Singapore.

Who attended?

Over 300 leading compliance professionals from the top international and local Private Banks, Retail Banks, Multi-Family Offices and IFAs, as well as RMs and advisers from across the industry.

What was covered?

We focused on the following themes – 

  • How you can meet the new compliance expectations – but still make a profit?
  • Can you navigate your way to a profitable and sustainable platform?
  • With the fintech revolution underway – can the machines and the paper mesh up well up enough? Or do compliance officers have to find a middle ground?
  • Disclaimers and exclusion clauses – will they destroy trust further and end the client relationship?
  • How have AML controls changed in light of AEOI, CRS and BSI / 1MDB?
  • Banks’ client acceptance policies, DDC and account-opening processes – are they too painful and restrictive now?
  • How can independent firms keep up?
  • How can I make sure a BSI-type situation doesn't happen to me?
  • Where will the next conduct enforcement shock come from?




View Profile

{[{ }]}
{[{ }]}